Danny Thomas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 05/2018
  Kestra Advisory Services, Llc
  Scottsdale, AZ
• 06/2018 → 02/2026
  Morgan Stanley
  Gilbert, AZ
• 09/2022 → 02/2026
  E*Trade Securities, Llc
  Gilbert, AZ
• 09/2023 → 02/2026
  Morgan Stanley
  Gilbert, AZ
• 02/2026 → Present
  Lpl Financial
  Scottsdale, AZ

Previous Registrations

• 2018-07-09 → 2026-02-16
  Morgan Stanley
  Tampa, FL
  Gilbert, AZ
  Gilbert, AZ
  Cave Creek, AZ
• 2016-07-28 → 2018-06-05
  Kestra Advisory Services, Llc
  Scottsdale, AZ
  Austin, TX
• 2009-01-16 → 2016-07-21
  Sii Investments, Inc.
  Scottsdale, AZ
  Chandler, AZ
  Mesa, AZ
  Appleton, WI
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
  San Diego, CA
• 2007-08-21 → 2009-01-21
  Osaic Services, Inc.
  Scottsdale, AZ

Other Businesses

1. 02/2026 - Watermark Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Related - 40 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s)- OBA Start Date: 2/13/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-10
• S63 Uniform Securities Agent State Law Examination
  1997-01-09

Other Names

• Corky Thomas
• Danny K Thomas
• Danny Kevin Thomas
• Daniel Kevin Thomas