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James Charles Woods

Edward Jones

St. Louis, MO

Manteno, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-05-22
IL RA APPROVED 2017-01-12
  • MO RA
    APPROVED
    Since 2023-05-22
  • IL RA
    APPROVED
    Since 2017-01-12

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Manteno, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 06/2012 01/2017
Fidelity Investments Orland Park IL 03/2014 01/2017
Edward Jones St Louis MO 01/2017 Present
  • 06/2012 → 01/2017
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 03/2014 → 01/2017
    Fidelity Investments
    Orland Park, IL
  • 01/2017 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-24
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S65 Uniform Investment Adviser Law Examination
    2015-04-24
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26
Other Names
  • Jim Woods

View on SEC IAPD

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