Gene Alvin Brehm

Current Employers

Employment History

• 12/1980 → Present
  Brehm Havel & Co., Llp
  San Antonio, TX
• 08/2011 → 02/2018
  1St Global Capital Corp
  San Antonio, TX
• 08/2011 → 02/2018
  1St Global Advisors, Inc.
  San Antonio, TX
• 02/2018 → Present
  Saxony Securities
  St. Louis, MO

Previous Registrations

• 2018-02-21 → 2024-12-31
  Saxony Capital Management, Llc
  San Antonio, TX
• 2011-08-16 → 2018-02-05
  1St Global Advisors Inc
  San Antonio, TX
• 2006-01-20 → 2011-08-24
  Avantax Advisory Services
  San Antonio, TX

Other Businesses

1 KOBE ENTERPRISES LTD; REGISTERED AGENT, MEMBER; COMMISION COLLECTION; NON-INVESTMENT RELATED; 0 HRS\TRADING; STARTED: 10/5/10; SAN ANTOIO, TX; COMPANY COLLECTS COMMISSIONS ON THE SALES OF CHINA IMPORTED PRODUCTS 2 GILDART MANAGEMENT COMPANY, LLC; MANAGER; RENTAL REAL ESTATE; NI RELATED; 0 HRS\TRADING; STARTED: 01/01/2000; SA TX; GILDART MNGMT COMPANY LLC IS THE GEN PARTNER OF GILDART INVESTMENT COMPANY LTD. COMPANY INVESTS IN COMMERCIAL PROPERTIES IN SA AND LEASES THEM TO LOCAL BUSINESSES 3 303 W SUNSET LLC; PARTNER; OIL WELL; NI RELATED; 0 HRS/TRADING; STARTED: 9/1/10; SA TX; PERSONAL INVESTMENT 4 7809 BROADWAY LTD; PARTNER; RENTAL REAL ESTATE; NI RELATED; 0 HRS/TRADING; STARTED: 8/1/2000; SA TX; MANAGE RENTAL PROPERTIES 5 BREHM FAMILY PROPERTIES; OWNER; RENTAL REAL ESTATE; NI RELATED; 1 HR/NONTRADING; STARTED: 08/01/2000; SA TX; MANAGE RENTAL PROPERTIES 6 BREHM FARMS LLC; OWNER; CATTLE RANCH; NI RELATED; 110 HRS/NONTRADING; STARTED: 6/1/02; SA TX; CATTLE RANCH 7 COLOSSAL CATTLE CO; PARTNER; CATTLE TRADING; NI RELATED; 10 HRS/DURING NONTRADING; STARTED: 1/1/97; SA, TX; CATTLE TRADING 8 GENE A BREHM & CO LLP; PRESIDENT; BUSINESS MNGMT CONSULTING; NI RELATED; 5 HRS/NONTRADING; STARTED: 9/1/92; SA TX; BUSINESS MNGMT CONSULTING 9 GILDART INVESTMENTS; TREASURER; REAL ESTATE MNGMT; NI RELATED; 5 HRS/NONTRADING; STARTED: 9/1/2000; SA TX; REAL ESTATE 10 SILICON SPACE TECHNOLOGY; INVESTOR; COMPUTER PARTS; NI RELATED; 2 HRS/ NONTRADING; STARTED: 2/1/07; AUSTIN TX; COMPUTER PARTS 11 H20 TOTE; PRESIDENT; RETAIL SHOE STORE; NI RELATED; 2 HRS/NONTRADING; STARTED: 3/1/06; SA TX; RETAIL SHOES 12 414 PIONEER RD, LLC; MEMBER AND MANAGER; REAL ESTATE; NI RELATED; 0 HRS/TRADING; STARTED: 8/8/11; SEGUIN TX; COMMERCIAL REAL ESTATE HOLDING COMPANY 13 GENUINE GENETICS, LLC; MEMBER, MANAGER; CATTLE SERVICES; NI RELATED; 0 HRS/TRADING; STARTED: 2/8/13; SEGUIN TX; CATTLE SERVICES 14 FIRE STATION NO 6 LLC; MANAGER; RESTAURANT CHAIN; NI RELATED; 2 HRS/NONTRADING; STARTED: 3/20/15; SA TX 78209; MAKE FUNDS AVAILABLE AS CPA 15 FIRE STATION NO 2611 LLC; MEMBER MANAGER; RESTAURANT CHAIN; NI RELATED; 2 HRS/NONTRADING; STARTED: 1/25/17; MAKE FUNDS AVAILABLE AS CPA 16 FIRE STATION NO 2810 LLC; MEMBER MANAGER; RESTAURANT CHAIN; NI RELATED; 5 HRS/NONTRADING, 1 HR/TRADING; STARTED: 1/1/15; BROADWAY, SA TX 78209; PROVIDE CAPITAL AND FINANCIAL OVERSIGHT 17 VARIOUS INS COMPANIES; INVESTMENT RELATED; 7809 BROADWAY, SA, TX 78209; NON VAR INS SALES; INS AGENT; BEGAN 8/12; 1-2 HRS/MO; INS POLICY SALES 18 Valdiviezo Farm Services LLC., NI related, 6015 Broadway SA, TX 78209, Business Manager; Mngmnt Services, Officer, 2/1/19, 4 hrs/mo during non-trading hours, duties: paying bills & keep in compliance with payroll/income tax req's 19 Cool Breeze Pavillion, LLC; NI related; 8990 Hildebrandt Dr. SA, TX 7822; Event Venue; Owner; started 6/30/20; 0 hrs/trading per mo; Owns LLCs but daughter will oversee day-to-day operations. Advisor will have no active role in operations 20 Kreew LLC; NIR;9480 Hildebrandt Rd SA, TX 78222; rental property; member manager; 9/30/20; 1 hr/mo; 0 hrs/trading; property owner 21 KREEW Land & Cattle Company LLC; NI;7809 Broadway SA, TX; farm; manager; 3/31/21; 1/2 hrs/mo; 9/mo; all financial duties with owning 48 acres rural farmland 22 Brehm Havel and Company LLP, (being acquired by ABIP) NIR;7809 Broadway, SA TX 78209; Tax Prep/Accounting; Managing Partner; 1/1/92; 240hrs/mo;150 hrs/mo; tax prep and accounting services 23 KREEW INVESTMENT LLC, Real Estate investment company; NIR; 7809 Broadway, SA, TX 78209; Real estate investment co created to hold proceeds of a tax-free exchange and reinvest in qualified property; manager; 5/11/2021;1 hr/mo & during trading hrs; Participate in sale of real estate, reinvestment, and other real estate. 24. DL Kreew, LTD, NIR, 8990 Hildebrandt Rd, San Antonio, TX 78222, Real Estate Investments, Managing Partner, 6/30/22, 2hrs/month, 0 hrs during trading, Negotiating leases and paying the operating expenses

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-19
• S63 Uniform Securities Agent State Law Examination
  1996-11-22