Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-08-04 |
| PA | RA | APPROVED | 2010-06-24 |
| NJ | RA | APPROVED | 2005-03-11 |
Branch Locations
417 Thorn St, Sewickley, PA 15143 • United States
Murrysville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburgh | PA | 01/2005 | Present |
| Bank Of America, N.A. | New Kensington | PA | 04/2010 | Present |
I*33928 For profit or not for profit: Non-Profit Organization Name of outside business organization: Duquesne University/Kaplan University Investment related: N Address of business: Pittsburgh, Pennsylvania 15219 Nature of business: Other,university Position, title, association: Part-Time, Start date of relationship: 10/18/2018 Number of hours devoted: 96 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Instructor - CFP classes/Executive Certificate in Financial Planning Teach Financial Planning and Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-30 |
Reach out to this advisor