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350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-04-30 |
| MN | RA | APPROVED | 2016-08-05 |
Branch Locations
1300 Sw Fifth Ave. Suite 3650, Portland, OR 97201 • United States
Wilsonville, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray & Co. | Portland | OR | 01/2004 | Present |
| Piper Jaffray Investment Management Llc | Portland | OR | 04/2012 | Present |
Name of Other Business: Operation Spartan Flags; Investment Related: No; Address of Other Business: 7278 SW Bouchaine CT, Wilsonville, OR 97070; Nature of Other Business: Charitable Organization - Finance Committee; Position: Board Member / Director; Time devoted to the Business: 1 hour(s) per Week; Compensation: No; 0 percent of time commitment during trading hours; Start date of other business is Nov 28, 2018; Duties Include: Board Member / Director
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-05 |
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