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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-17 |
| TX | RA | APPROVED_RES | 2023-11-15 |
| NV | RA | APPROVED | 2003-07-01 |
Branch Locations
6005 Plumas St Ste 200, Reno, NV 89519 • United States
Truckee, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Reno | NV | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 11/2016 | Present |
COUNTY OF NEVADA FISH AND WILDLIFE COMMISSION; NOT INV. RELATED; NEVADA CITY, CA; COMMISSIONER; START DATE 9/5/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, ALLOCATE MONIES TO ENTITIES IN NEED FROM MONIES COLLECTED FROM POACHERS AND ILLEGAL FISH AND WILDLIFE ACTIVITIES. |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-05 |
| S65 | Uniform Investment Adviser Law Examination | 1996-12-05 |
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