Matthew Lake Brown

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-01
IL	RA	APPROVED	2024-06-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	St Charles	IL	02/2014	01/2018
The Huntington National Bank	Hinsdale	IL	03/2018	05/2019
The Huntington Investment Company	Columbus	OH	03/2018	01/2020
The Huntington National Bank	Naperville	IL	05/2019	01/2020
Lpl Financial Llc	Elgin	IL	01/2020	09/2022
Iht Wealth Management Llc	Chicago	IL	01/2020	09/2022
Morgan Stanley	Lisle	IL	09/2022	05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lisle	IL	05/2024	Present
Bank Of America, N.A.	Lisle	IL	07/2025	Present

02/2014 → 01/2018

Scottrade

St Charles, IL
03/2018 → 05/2019

The Huntington National Bank

Hinsdale, IL
03/2018 → 01/2020

The Huntington Investment Company

Columbus, OH
05/2019 → 01/2020

The Huntington National Bank

Naperville, IL
01/2020 → 09/2022

Lpl Financial Llc

Elgin, IL
01/2020 → 09/2022

Iht Wealth Management Llc

Chicago, IL
09/2022 → 05/2024

Morgan Stanley

Lisle, IL
05/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL
07/2025 → Present

Bank Of America, N.A.

Lisle, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-06
S63	Uniform Securities Agent State Law Examination	1996-12-05

Other Firms