John Andreas Proxenos

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2004 → Present
  Raymond James Financial Serv Ices
  Rochelle Park, NJ
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Rochelle Park, NJ
• 02/2008 → Present
  Axia Financial Advisors, Llc
  Rochelle Park, NJ
• 02/2008 → Present
  Axia Financial Advisors, Llc
  Tochelle Park, NJ

Previous Registrations

• 2002-06-05 → 2004-12-14
  Morgan Stanley Dw Inc.
  Ridgewood, NJ

Other Businesses

(1)Name of Business: Axia Financial Advisors, Llc Address: 365 W Passaic St Ste 205, Rochelle Park, NJ, 07662, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/05/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a 50% owner, of the corporation which serves as the support company for the branch.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-12-18
• S65 Uniform Investment Adviser Law Examination
  1996-12-18

Other Names

• John Andreas Yiannakis