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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-04-26 |
| OH | RA | APPROVED | 1999-09-18 |
Branch Locations
6184 Muhlhauser Rd Ste A, West Chester, OH 45069 • United States
Maineville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cincinnati | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | West Chester | OH | 03/2020 | Present |
Independent Insurance Brokering; John Hancock Life; 03/23/1998; / AIG; 09/09/1999; Long Term Care. Business Ownership; Hawkins and Assoc LLC; financial advisor; For Financial Planning Practice; 6184 Muhlhauser Road Ste A, , West Chester, OH, 45069; Investment-Related; 07/01/2011; 60 hours per month; 60 during trading hours. Outside Employment; Hawkins & Assoc LLC; President/Owner/Sole Member - Running my Ameriprise Financial Planning Practice; ; 6184 Muhlhauser Road Ste A, , West Chester, OH, 45069; Investment-Related; 02/25/2021; 60 hours per month; 60 during trading hours / I Heart Media; Part Time Radio Host (non financial issues); Radio Station Part time Vacation fill in radio host for non-financial issues; 8044 Montogmery Road #650Cincinnati, Ohio 45236, ,; Not Investment-Related; 11/01/2008; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-19 |
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