Jonathan Barrett Prinz

Current Employers

Employment History

• 03/2011 → 04/2017
  Capital Investment Marketing
  Edmonds, WA
• 03/2011 → 04/2017
  The Leaders Group, Inc.
  Littleton, CO
• 04/2017 → 08/2018
  Heritage Bank
  Mukilteo, WA
• 04/2017 → 08/2018
  Cetera Investment Services, Llc
  St Cloud, MN
• 04/2017 → 08/2018
  Cetera Investment Advisers, Llc
  Mukilteo, WA
• 09/2018 → 09/2019
  The Leaders Group, Inc.
  Littleton, CO
• 09/2018 → 09/2019
  Capital Investments Management, Inc.
  St Charles, LA
• 09/2019 → Present
  Key Investment Services
  Seattle, WA

Previous Registrations

• 2017-04-28 → 2018-08-17
  Cetera Investment Advisers Llc
  Lynnwood, WA
  Mukilteo, WA
• 2012-07-06 → 2017-05-02
  Tlg Advisors, Inc.
  Summit, NJ
  Edmonds, WA
• 2011-04-08 → 2011-12-31
  Tlg Advisors, Inc.
  Summit, NJ
• 2008-03-11 → 2009-05-11
  Lincoln Financial Distributors, Inc.
  Edmonds, WA
  Blacklick, OH
  Scottsdale, AZ
• 2007-06-26 → 2008-02-14
  U.S. Bancorp Investments, Inc.
  Ephrata, WA
  Woodinville, WA
  Seattle, WA
  Royal City, WA
  Tonasket, WA
  Wenatchee, WA
  Othello, WA
  Bothell, WA
  Warden, WA
  Moses Lake, WA
  Kenmore, WA
  Bellevue, WA

Other Businesses

Woodbury Home Owners Association; not investment related; 23409 99th Place W., Edmonds, Washington 98020; treasurer; 1 hour a month during non-trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-25
• S63 Uniform Securities Agent State Law Examination
  1997-02-24

Other Names

• Jon Prinz
• Jonny Prinz