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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-04-23 |
| OH | RA | APPROVED | 2003-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Cincinnati | OH | 03/2003 | Present |
I*: 2181282 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: New Richmond, OH 45157 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/31/2025 Number of Hours: 5 hrs annually Number of Hours during trading: 0 Duties: Co-owner with other family members of Rental Property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-06 |
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