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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-02 |
| WI | RA | APPROVED | 2008-01-01 |
Branch Locations
1270 Westhill Blvd Ste A, Appleton, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Appleton | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Appleton | WI | 11/2016 | Present |
TRUSTEE FOR PARENTS TRUST; INVESTMENT RELATED; APPLETON, WI; START 1/11/2011; 5 MINUTES; 0 HRS PER MONTH. COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION; INV. RELATED; APPLETON, WI; INVESTMENT COMMITTEE MEMBER; START 12/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; REVIEW PERFORMANCE OF ENDOWMENT FUND AND REVIEW/SELECT MONEY MANAGERS TO MANAGE THE ENDOWMENT'S ASSETS. FIRST STATE BANCSHARES, INV RELATED, NEW LONDON, WI, DIRECTOR, START 12/19/2007.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-10 |
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