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Ronald Edward Mosser

Truist Advisory Services, Inc.

Louisville, KY

CRD 2813584

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-02-17
  • KY RA
    APPROVED
    Since 2021-02-17

Branch Locations

7301 Jefferson Blvd, Louisville, KY 40219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. Charlotte NC 07/2004 02/2021
Bb&T Securities, Llc Louisvile KY 01/2018 02/2021
Truist Investment Services, Inc. Louisville KY 02/2021 Present
Truist Advisory Services, Inc. Louisville KY 02/2021 Present
  • 07/2004 → 02/2021
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Louisvile, KY
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Louisville, KY
  • 02/2021 → Present
    Truist Advisory Services, Inc.
    Louisville, KY
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Louisvile, KY
    Louisville, KY
    Louisville, KY
    Birmingham, AL
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Bowling Green, KY
    Richmond, VA
  • 2010-07-22 → 2018-01-02
    Bb&T Investment Services, Inc.
    Louisville, KY
    Charlotte, NC
    Louisvile, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Charlotte, NC
    Louisvile, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    New Albany, IN
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Homewood, AL
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-03
S63 Uniform Securities Agent State Law Examination 1998-01-07
  • S65 Uniform Investment Adviser Law Examination
    1998-02-03
  • S63 Uniform Securities Agent State Law Examination
    1998-01-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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