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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-23 |
| NJ | RA | APPROVED | 2009-10-23 |
Branch Locations
77 Broad St, Red Bank, NJ 07701 • United States
Rumson, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 10/2009 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 07/2011 | Present |
I*: 2433259 Entity Type: Fiduciary role Name of OBA: S. L. M. Address: Rumson, NJ 07760 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/30/2025 Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: POA for Domestics partner I*: 2591263 Entity Type: Fiduciary role Name of OBA: D. P. Address: Yonkers, NY 10701 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/02/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 1 hr annually Duties: Power of Attorney for Aunt
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-04 |
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