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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-04-04
TX RA APPROVED 2025-04-03
  • OH RA
    APPROVED
    Since 2025-04-04
  • TX RA
    APPROVED
    Since 2025-04-03

Branch Locations

7555 Fredle Drive Ste #102 [Office Of Convenience], Painesville, OH 44077 • United States

25777 Detroit Road 110, Westlake, OH 44145 • United States

3705 State Road Suite 100 [Satellite], Ashtabula, OH 44004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ashtabula OH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ashtabula OH 11/2016 04/2025
Wells Fargo Advisors Financial Network, Llc Ashtabula OH 04/2025 Present
Previous Registrations
  • 2008-01-01 → 2025-04-03
    Ashtabula, OH
    Painesville, OH
  • 2002-09-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ashtabula, OH
    Ashtabula, OH
    St. Louis, MO
Other Businesses

MAYDON LLC, INV RELATED, CONCORD, OH, 51% OWNERSHIP, START 09/10/2021, 20 HOUR PER MONTH/0 DURING TRADING, | RENTAL PROPERTY, INV RELATED, EUCLID, OH, 51% OWNERSHIP, START 8/04/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING.| RENTAL PROPERTY, INV RELATED, CLYMER, NY, 51% OWNERSHIP, START 8/4/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING.| RENTAL PROPERTY, INV RELATED, ASHTABULA, OH, COMMERCIAL RENTAL; 51% OWNERSHIP, START 09/27/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING. |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-25
S63 Uniform Securities Agent State Law Examination 1996-11-22
  • S66 Uniform Combined State Law Examination
    2010-01-25
  • S63 Uniform Securities Agent State Law Examination
    1996-11-22
Other Names
  • James Edward Mayer

View on SEC IAPD

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