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Paul Kenneth Minick

Spectrum Investment Advisors, Inc.

Mequon, WI

CRD 2813314

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Employer firm

Spectrum Investment Advisors, Inc. CRD 108669

$1.06B regulatory AUM 109 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

Current Employers
Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-04-01
  • WI RA
    APPROVED
    Since 2019-04-01

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Investment Advisors, Inc. Mequon WI 03/2019 Present
Bank Of America Chicago IL 04/1998 03/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-01
S63 Uniform Securities Agent State Law Examination 1997-01-10
  • S65 Uniform Investment Adviser Law Examination
    2019-04-01
  • S63 Uniform Securities Agent State Law Examination
    1997-01-10
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
LPL FINANCIAL LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

WAYNE SPENCER FRANK
MELINDA AGNES WACKER
Blake Jalovec

Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI

More in Mequon, WI

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