Inactive

Colin Matthew Higgins

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Current Employers

Summitry, Llc

919 Hillsdale Blvd. Suite 150, Foster City, CA 94404 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

1850 Gateway Drive Suite 600, San Mateo, CA 94404-4060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Golub Group	San Mateo	CA	09/2003	Present

09/2003 → Present

The Golub Group

San Mateo, CA

Previous Registrations

2002-11-14 → 2003-12-01

Hoefer & Arnett Capital Management, Inc.

San Francisco, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-23
S63	Uniform Securities Agent State Law Examination	1996-12-11

S66 Uniform Combined State Law Examination

2002-10-23
S63 Uniform Securities Agent State Law Examination

1996-12-11

View on SEC IAPD

Other Firms

NEWFRONT RETIREMENT SERVICES, INC.

ESO MANAGEMENT SERVICES LLC

FARMERS ASSET MANAGEMENT, LLC

EAGLE STRATEGIES LLC

LPL FINANCIAL LLC

FISHER INVESTMENTS

TRANSAMERICA FINANCIAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

MARCOS D PASTRANA

DEAN ALAN BECKER

SCOTT BARTLETT MCCLOSKEY

CHRISTIAN MICHAEL BRETZ

CHRISTOPHER JAMES CALL

CLAY DEAN WILLIAM STAFFORD

Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA

ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA

FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA

EAGLE STRATEGIES LLC · SAN MATEO, CA

LPL FINANCIAL LLC · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

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