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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-12-24 |
| NJ | RA | APPROVED | 2014-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Red Bank | NJ | 11/2014 | Present |
| Charles Schwab Bank, Ssb | Red Bank | NJ | 11/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-12 |
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