Carol L Heil

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → 09/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
• 11/2009 → 09/2024
  Bank Of America,Na
  Louisville, KY
• 09/2024 → Present
  Raymond James & Associates, Inc
  Louisville, KY

Previous Registrations

• 1996-12-27 → 2024-09-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
  Louisville, KY

Other Businesses

(1)Name of Business: Bellin Properties LLC Address: 5111 Glen Cove Road, La Grange, KY, 40031, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/10/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I own and manage a beach rental property in South Carolina.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-12-27
• S63 Uniform Securities Agent State Law Examination
  1996-12-18

Other Names

• Carol L Heil
• Carol Lynn Heil