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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
NV RA APPROVED 2025-09-08
MO RA APPROVED 2025-08-14
OR RA APPROVED 2021-03-08
UT RA APPROVED 2020-12-01
CA RA APPROVED 2004-02-25
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • NV RA
    APPROVED
    Since 2025-09-08
  • MO RA
    APPROVED
    Since 2025-08-14
  • OR RA
    APPROVED
    Since 2021-03-08
  • UT RA
    APPROVED
    Since 2020-12-01
  • CA RA
    APPROVED
    Since 2004-02-25

Branch Locations

1150 9Th Street Suite 1212, Modesto, CA 95354 • United States

1150 9Th Street Suite 1212, Modesto, CA 95354 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Modesto CA 01/1997 Present
Agia Houston TX 12/2022 Present
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products BIG VALLEY CHRISTIAN HIGH SCHOOL POSITION: Assistant Softball Coach NATURE: Assistant Coach for the Varsity softball team at Big Valley Christian High School INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2023 ADDRESS: 1020 Pelandale Avenue, Modesto CA 95356, United States DESCRIPTION: Coach team at practice and games. Attend awards presentations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-23
S63 Uniform Securities Agent State Law Examination 1998-06-06
  • S65 Uniform Investment Adviser Law Examination
    2004-02-23
  • S63 Uniform Securities Agent State Law Examination
    1998-06-06

View on SEC IAPD

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