Best Investors Account Sign in

Catherine Lathrop-Cummings

Edward Jones

Redding, CA

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-07
CA RA APPROVED 2022-03-04
  • TX RA
    APPROVED
    Since 2022-03-07
  • CA RA
    APPROVED
    Since 2022-03-04

Branch Locations

2697 Victor Ave Ste A, Redding, CA 96002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Redding CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Redding CA 11/2016 03/2022
Edward Jones St. Louis MO 03/2022 Present
Previous Registrations
  • 2008-01-01 → 2022-03-10
    Redding, CA
    Roseville, CA
  • 2002-06-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Redding, CA
    Redding, CA
    St. Louis, MO
Other Businesses

BRIEF_DESCRIPTION: Holly Cummings- FA's daughter in law Redding, CA Start date: 3/15/2025 Hours per week: 0 Hours during trading: 0 ********************** Self Type of business: Rental house Redding, CA Start date: 4/22/2024 Co-Owner Hours per week: 0 Hours during trading: 0 Management of Rental Property ********************** Judith Lathrop Type: Date: 09/01/22 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No Responsibilities City-State: Redding CA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-03
  • S63 Uniform Securities Agent State Law Examination
    1996-12-03
Designations
Other Names
  • Catherine Louise Lathrop
  • Catherine Louise Lathrop
  • Cathi Louise Lathrop-Cummings
  • Catherine Louise Lathrop-Cummings
  • Catherine Louise Cummings
  • Catherine Louise Lathrop Cummings
  • Catherine Cummings

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Redding, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor