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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-07 |
| CA | RA | APPROVED | 2022-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Redding | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Redding | CA | 11/2016 | 03/2022 |
| Edward Jones | St. Louis | MO | 03/2022 | Present |
BRIEF_DESCRIPTION: Holly Cummings- FA's daughter in law Redding, CA Start date: 3/15/2025 Hours per week: 0 Hours during trading: 0 ********************** Self Type of business: Rental house Redding, CA Start date: 4/22/2024 Co-Owner Hours per week: 0 Hours during trading: 0 Management of Rental Property ********************** Judith Lathrop Type: Date: 09/01/22 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No Responsibilities City-State: Redding CA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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