Joseph Aloysius Coleman

Current Employers

Employment History

• 07/1998 → 03/2025
  Equity Financial Services
  St. Louis, MO
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  St. Louis, MO
• 08/2015 → 11/2020
  First Allied Advisory Services Inc.
  Chesterfield, MO
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  St Louis, MO
• 03/2025 → Present
  Joseph Financial, Llc
  St Louis, MO
• 07/2026 → Present
  Bentley Austin Properties, Llc
  St Louis, MO

Previous Registrations

• 2015-08-17 → 2020-11-12
  First Allied Advisory Services, Inc.
  St. Louis, MO

Other Businesses

1.) FLORIS B HEMKER PRIVATE FOUNDATION; TRUSTEE; START DATE:9/28/2008 2.) JOSEPH FINANCIAL, LLC; SOLE PROPRIETOR; INSURANCE; START DATE:6/3/2008 3.) JOHN L & DOROTHY M COLEMAN TRUST; TRUSTEE; FIDUCIARY POSITION; START DATE: 07/01/2018; 16 HOURS PER MONTH. 4) NAME OF OTHER BUSINESS: WINCHESTER PLACE; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: ASSOCIATION BOARD; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ENFORCE RULES, PROVIDE VISION AND LEADERSHIP FOR BEAUTIFICATION AND CAPITAL IMPROVEMENTS; 5) NAME OF OTHER BUSINESS: BENTLEY AUSTIN PROPERTIES, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY-TO-DAY OPERATIONS; 6) NAME OF OTHER BUSINESS: THE OFFICES AT SUNSET VILAG CONDO ASSC; INVESTMENT RELATED: NO ; ADDRESS: 3770 S. LINDBERGH BLVD, STE 101 SUNSET HILLS, MO 63127 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 09/30/26 POSITION/TITLE/RELATIONSHIP: SECRETARY ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: ATTEND ANNUAL MEETING OF THE 5 BUILDING OWNERS ;

Exams

• S66 Uniform Combined State Law Examination
  2015-06-06
• S63 Uniform Securities Agent State Law Examination
  1996-12-04

Other Names

• Joe Coleman