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Brian Michael Gazia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Toms River, NJ

Florham Park, NJ

Beachwood, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-28
NJ RA APPROVED 2006-09-06
  • TX RA
    APPROVED_RES
    Since 2013-01-28
  • NJ RA
    APPROVED
    Since 2006-09-06

Branch Locations

1415 Hooper Ave, Toms River, NJ 08753 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Beachwood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-25
S63 Uniform Securities Agent State Law Examination 2000-08-11
  • S66 Uniform Combined State Law Examination
    2006-02-25
  • S63 Uniform Securities Agent State Law Examination
    2000-08-11

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · TOMS RIVER, NJ
MORGAN STANLEY · TOMS RIVER, NJ
COMMONWEALTH FINANCIAL NETWORK · Toms River, NJ
USI ADVISORS · Toms River, NJ
BANKERS LIFE ADVISORY SERVICES, INC. · Toms River, NJ
WEALTH QUARTERBACK LLC · TOMS RIVER, NJ
PNC WEALTH MANAGEMENT LLC · TOMS RIVER, NJ
G. DOUGLAS WEALTH MANAGEMENT · TOMS RIVER, NJ

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