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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-28 |
| TX | RA | APPROVED | 2023-06-28 |
Branch Locations
4225 Naperville Road Suite 255, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 04/2008 | 06/2023 |
| Bank Of America, N.A. | Oak Brook | IL | 06/2011 | 06/2023 |
| Morgan Stanley Smith Barney Llc | Lisle | IL | 06/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2023 | Present |
*563001 - Old St. Patrick's Church; Investment related: No; Chicago, Illinois; Civic/Religious/Community; Advisory Board, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2014; During business hours: 0; After business hours: 2; Advise the Pastor in making strategic decisions for the Parish. *609979 - Oak Park Country Club Board of Advisors; Investment Related - No; River Grove, Illinois; Recreation; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2024; During Business Hours: 0; After Business Hours: 3; Chair of Carts and Caddie Committee. *692067 - Trinity High School; Investment related: No; River Forest, Illinois; Education; Board Member:Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 2; Advise the Presdent ond Principal on the direction of the school. Approve decisions that the President is making on a go forward basis. As a memeber of the Finance Committee, i will be respoinsible for reviewing operating and capital budgets
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-13 |
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