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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-09 |
| NE | RA | APPROVED | 2016-08-01 |
Branch Locations
450 Regency Parkway Suite 400, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Omaha | NE | 07/2016 | Present |
NOTARY FOR STATE OF NEBRASKA; NON-INVESTMENT RELATED; NOTARY PUBLIC; STARTING 9/28/15; APPROX. 5 HR/YR AND DURING SECURITIES TRADING HOURS; DUTIES INCLUDE PERFORMING GENERAL NOTARY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-29 |
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