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Jennifer Ann Carey

D.A. Davidson & Co.

Omaha, NE

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
NE RA APPROVED 2016-08-01
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • NE RA
    APPROVED
    Since 2016-08-01

Branch Locations

450 Regency Parkway Suite 400, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Omaha NE 07/2016 Present
Previous Registrations
  • 2002-10-03 → 2016-07-28
    Smith Hayes Advisers Inc
    Omaha, NE
    Lincoln, NE
Other Businesses

NOTARY FOR STATE OF NEBRASKA; NON-INVESTMENT RELATED; NOTARY PUBLIC; STARTING 9/28/15; APPROX. 5 HR/YR AND DURING SECURITIES TRADING HOURS; DUTIES INCLUDE PERFORMING GENERAL NOTARY SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-14
S63 Uniform Securities Agent State Law Examination 1996-11-29
  • S65 Uniform Investment Adviser Law Examination
    1996-12-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-29
Other Names
  • Jennifer Ann Groth
  • Jennifer Ann Solis

View on SEC IAPD

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