David William Novak

Current Employers

Novak & Powell Financial Services, Inc.

146 Second St N Suite 310, St. Petersburg, FL 33701 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-01
FL	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2014-05-28

CO RA
APPROVED

Since 2025-01-01
FL RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2014-05-28

Branch Locations

146 Second St N Suite 310, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Novak & Powell Financial Services, Inc.	Boulder	CO	09/2013	Present

09/2013 → Present

Novak & Powell Financial Services, Inc.

Boulder, CO

Previous Registrations

2009-08-20 → 2013-08-26

Raymond James Financial Services Advisors, Inc

Clearwater, FL
2009-02-17 → 2009-10-16

Raymond James Financial Services, Inc.

St Petersburg, FL

Clearwater, FL

St. Petersburg, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-02-07
S63	Uniform Securities Agent State Law Examination	2000-02-25

S65 Uniform Investment Adviser Law Examination

2009-02-07
S63 Uniform Securities Agent State Law Examination

2000-02-25

View on SEC IAPD

Current Employers

Novak & Powell Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews