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Kevin A Tucker

Ameriprise Financial Services, LLC

Southport, CT

Trumbull, CT

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-06
CT RA APPROVED 2008-12-19
  • TX RA
    APPROVED
    Since 2021-01-06
  • CT RA
    APPROVED
    Since 2008-12-19

Branch Locations

2507 Post Rd Fl 3, Southport, CT 06890-1259 • United States

Trumbull, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Norwalk CT 12/2008 03/2020
Ameriprise Financial Services, Llc Southport CT 03/2020 Present
Previous Registrations
  • 2008-01-01 → 2009-01-08
    Wells Fargo Clearing Services, Llc
    Southport, CT
  • 2005-03-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Southport, CT
    Southport, CT
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-18
S63 Uniform Securities Agent State Law Examination 1997-09-15
  • S66 Uniform Combined State Law Examination
    2005-03-18
  • S63 Uniform Securities Agent State Law Examination
    1997-09-15

View on SEC IAPD

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Other Offices

STARBOARD CAPITAL PARTNERS, LLC · SOUTHPORT, CT
ESSEX FINANCIAL SERVICES, INC. · Southport, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHPORT, CT
ESSEX FINANCIAL SERVICES, INC. · Southport, CT
SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC · SOUTHPORT, CT
FREMONT WEALTH MANAGEMENT, LP · SOUTHPORT, CT
5TH STREET ADVISORS, LLC · SOUTHPORT, CT
EDWARD JONES · SOUTHPORT, CT

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