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Judy Hong Fang

Morgan Stanley

Cupertino, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
CA RA APPROVED 2012-08-06
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • CA RA
    APPROVED
    Since 2012-08-06

Branch Locations

20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Cupertino CA 08/2012 Present
  • 08/2012 → Present
    Morgan Stanley Smith Barney
    Cupertino, CA
Previous Registrations
  • 2011-01-03 → 2012-08-06
    Wells Fargo Clearing Services, Llc
    San Jose, CA
  • 2004-05-28 → 2011-01-03
    Wells Fargo Investments, Llc
    San Jose, CA
    San Jose, CA
    San Jose, CA
  • 1998-05-12 → 2004-06-01
    Banc Of America Investment Services, Inc.
    Cupertino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-02
S63 Uniform Securities Agent State Law Examination 1997-04-22
  • S65 Uniform Investment Adviser Law Examination
    1998-02-02
  • S63 Uniform Securities Agent State Law Examination
    1997-04-22
Other Names
  • Judy Fang
  • Hong Fang
  • Hong Fang

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Cupertino, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA

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