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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-25 |
| NC | RA | APPROVED | 2002-06-21 |
Branch Locations
1610 E Marion St Ste 150 Lakeside Commons Complex, Shelby, NC 28150 • United States
130 Harbour Pl Dr Ste 200, Davidson, NC 28036 • United States
Rutherfordton, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Shelby | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Shelby | NC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-03 |
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