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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-09 |
| WA | RA | APPROVED | 2019-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | 01/2019 |
| Wells Fargo Advisors Financial Network, Llc | Seattle | WA | 01/2019 | Present |
ANGELA SIMMONS, LLC; INVESTMENT RELATED; SEATTLE,WA; 100% OWNERSHIP; START DATE 01/01/2019; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.;| TRUSTEE FOR THE GREGORY SIMMONS GROUP 401K, INV RELATED, SEATTLE, WA, START: 1/15/2019, 1 HR/MONTH, 1 HR DURING TRADING, FINET PRACTICE 401K.| 1201 INVESTMENT MANAGEMENT LLC; INV RELATED; SEATTLE, WA; 80% OWNERSHIP; START 12/19/2023; 40 HOURS PER WEEK; 40 HOURS DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-20 |
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