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Lawrence Allen Cooper

LPl Financial LLC

Tipton, MO

CRD 2809728

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-03-24
  • MO RA
    APPROVED
    Since 2021-03-24

Branch Locations

607 West Highway 50, Tipton, MO 65081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 11/2005 02/2021
Lpl Financial Llc Tipton MO 03/2021 Present
Previous Registrations
Other Businesses

1)03/17/2021 - Cooper Investment Solutions - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2012 2)03/04/2021- Cooper Rentals - Owner - Real Estate Rental - Inv Rel - Tipton, MO - Start: 01/1990

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-28
S63 Uniform Securities Agent State Law Examination 1997-01-31
  • S65 Uniform Investment Adviser Law Examination
    2000-09-28
  • S63 Uniform Securities Agent State Law Examination
    1997-01-31

View on SEC IAPD

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