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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-13 |
| FL | RA | APPROVED | 2021-10-21 |
| TX | RA | APPROVED | 2021-10-20 |
Branch Locations
2021 S. Lindbergh Blvd. 3Rd Floor, Frontenac, MO 63131 • United States
701A West Buchanan Street, California, MO 65018 • United States
2820 Bagnell Dam Blvd Suite A2, Lake Ozark, MO 65049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lake Ozark | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Ozark | MO | 11/2016 | 10/2021 |
| Stifel Nicolaus & Co Inc | Lake Ozark | MO | 10/2021 | Present |
1. Sisters Three Properties; 35 Jefferson Rd St. Louis MO 63119; Property Ownership/Management; Co-Owner; 01/02/2024; 5.00hrs/month; Not during securities trading hours; investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-12 |
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