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101 Main Street Suite 220, Huntington Beach, CA 92648 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-05-16 |
| TX | RA | APPROVED | 2017-05-16 |
Branch Locations
101 Main Street Suite 220, Huntington Beach, CA 92648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Huntington Beach | CA | 09/2005 | 05/2017 |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 05/2017 | Present |
| Weaver Consulting Group, Llc | Huntington Beach | CA | 05/2017 | Present |
1. Weaver Consulting Group, LLC. Investment Related. 101 Main Street, Suite 220, Huntington Beach, CA 92648. Financial Advice. Financial Advisor/Managing Partner. 05/2017. 35 Hrs/Wk; 15 Hrs/Wk During Trading Hours. Owner, Partner, and Financial Advisor. 2. PKS Financial. Investment Related. 80 State St, Albany, NY 12207. Insurance. Agent. 05/2017. 5 Hrs/Mo; 1 Hr/Mo During Trading Hours. Investment Advice, Insurance Advice, and Recommendations. 3. Purshe Kaplan Sterling. Investment related. 101 Main Street, Suite 220, Huntington Beach, CA 92648. Broker. Financial Advisor. 05/2017. 6 Hrs/Mo; 3 Hrs/Mo During Trading Hours. Percentage of total yearly compensation expected to be derived from the business: 7. 4. Fourplex. Not investment-related. Located at 3402 Cantabrian, Killeen, TX. Rental Real Estate. Owner. Start: 02/2005. 0 hrs/month; 0 trading hrs/month; Receive active income, management is outsourced. 5. Duplexes. Not investment-related. Located at 3003-3053 S Brandywine, Wichita, KS. Rental Real Estate. Owner. Start: 12/2005. 0 hrs/month; 0 trading hrs/month; Receive active income, management is outsourced. 6. Fourplex. Not investment-related. Located at 104 Roycroft, Long Beach, CA. Rental Real Estate. Owner. Start: 11/2022. 0 hrs/month; 0 trading hrs/month; Receive active income, management is outsourced.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-26 |
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