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Current Employers
Weaver Consulting Group, Llc

101 Main Street Suite 220, Huntington Beach, CA 92648 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-16
TX RA APPROVED 2017-05-16
  • CA RA
    APPROVED
    Since 2017-05-16
  • TX RA
    APPROVED
    Since 2017-05-16

Branch Locations

101 Main Street Suite 220, Huntington Beach, CA 92648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Huntington Beach CA 09/2005 05/2017
Purshe Kaplan Sterling Investments, Inc Albany NY 05/2017 Present
Weaver Consulting Group, Llc Huntington Beach CA 05/2017 Present
  • 09/2005 → 05/2017
    Ameriprise Financial Services, Inc.
    Huntington Beach, CA
  • 05/2017 → Present
    Purshe Kaplan Sterling Investments, Inc
    Albany, NY
  • 05/2017 → Present
    Huntington Beach, CA
Previous Registrations
Other Businesses

1. Weaver Consulting Group, LLC. Investment Related. 101 Main Street, Suite 220, Huntington Beach, CA 92648. Financial Advice. Financial Advisor/Managing Partner. 05/2017. 35 Hrs/Wk; 15 Hrs/Wk During Trading Hours. Owner, Partner, and Financial Advisor. 2. PKS Financial. Investment Related. 80 State St, Albany, NY 12207. Insurance. Agent. 05/2017. 5 Hrs/Mo; 1 Hr/Mo During Trading Hours. Investment Advice, Insurance Advice, and Recommendations. 3. Purshe Kaplan Sterling. Investment related. 101 Main Street, Suite 220, Huntington Beach, CA 92648. Broker. Financial Advisor. 05/2017. 6 Hrs/Mo; 3 Hrs/Mo During Trading Hours. Percentage of total yearly compensation expected to be derived from the business: 7. 4. Fourplex. Not investment-related. Located at 3402 Cantabrian, Killeen, TX. Rental Real Estate. Owner. Start: 02/2005. 0 hrs/month; 0 trading hrs/month; Receive active income, management is outsourced. 5. Duplexes. Not investment-related. Located at 3003-3053 S Brandywine, Wichita, KS. Rental Real Estate. Owner. Start: 12/2005. 0 hrs/month; 0 trading hrs/month; Receive active income, management is outsourced. 6. Fourplex. Not investment-related. Located at 104 Roycroft, Long Beach, CA. Rental Real Estate. Owner. Start: 11/2022. 0 hrs/month; 0 trading hrs/month; Receive active income, management is outsourced.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-11-26
  • S63 Uniform Securities Agent State Law Examination
    1996-11-26

View on SEC IAPD

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