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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-25 |
Branch Locations
3600 N Capital Of Texas Hwy, Bldg B Suite 330, Austin, TX 78746 • United States
5601 Granite Parkway Suite 560, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwest Securities Inc | Dallas | TX | 04/2012 | 10/2021 |
| D.A. Davidson & Co. | Dallas | TX | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-26 |
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