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820 Shades Creek Pkwy., Ste. 1200, Birmingham, AL 35209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2008-01-01 |
Branch Locations
820 Shades Creek Pkwy., Ste. 1200, Birmingham, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bonaventure Capital Llc | Birmingham | AL | 05/1998 | Present |
FIDELIS CAPITAL, LLC 3104 BLUE LAKE DR., STE. 120 BIRMINGHAM, AL 35243 I AM A MEMBER OF FIDELIS CAPITAL, LLC ("FIDELIS"), WHICH WAS FORMED IN MAY 2001 FOR THE SOLE PURPOSE OF MAKING ONE PRIVATE EQUITY INVESTMENT. IN OCTOBER 2006, FIDELIS REGISTERED WITH THE SEC AS AN INVESTMENT ADVISER. I DEVOTE APPROXIMATELY 40 TO 50 HOURS PER MONTH TO FIDELIS, 30 TO 40 OF WHICH ARE DURING SECURITIES TRADING HOURS, PROVIDING INVESTMENT CONSULTING AND INVESTMENT MANAGEMENT SERVICES TO ITS CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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