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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2004-02-26 |
Branch Locations
6111 Shallowford Rd Ste 101, Chattanooga, TN 37421 • United States
Cleveland, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2020 | Present |
Board of Directors; Unteal Board of Directors; Board Member; 6048 Century Oaks Dr, , Chattanooga, TN, 37416; Not Investment-Related; 11/04/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Auspice Group; Independent Contractor-Consultant - Consulting and advisory services related to all non licensed matters: Opportunity ManagerBuild presentations and proposalsTrain StaffCoordinate with marketing unit; ; 6111 Shallowford Road Suite 101, , Chattanooga, TN, 37421; Investment-Related; 12/15/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-15 |
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