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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-09 |
| ND | RA | APPROVED | 2000-04-12 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fargo | ND | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Fargo | ND | 03/2020 | Present |
Other Business Activities; cash rent of farmland; I purchased a new home that sits on 65 acres. I will be cash renting 20 of these acres of land that are tillable. This home purchase was made in May 2016 and the land was already rented by the previous owner at that time.; 5635 County Road 3Kindred, ND 58051, ,; Not Investment-Related; 04/01/2017; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-25 |
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