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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-09
ND RA APPROVED 2000-04-12
  • TX RA
    APPROVED_RES
    Since 2015-09-09
  • ND RA
    APPROVED
    Since 2000-04-12

Branch Locations

4610 Amber Valley Pkwy, Fargo, ND 58104 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fargo ND 09/2005 03/2020
Ameriprise Financial Services, Llc Fargo ND 03/2020 Present
Other Businesses

Other Business Activities; cash rent of farmland; I purchased a new home that sits on 65 acres. I will be cash renting 20 of these acres of land that are tillable. This home purchase was made in May 2016 and the land was already rented by the previous owner at that time.; 5635 County Road 3Kindred, ND 58051, ,; Not Investment-Related; 04/01/2017; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-06
S63 Uniform Securities Agent State Law Examination 1996-11-25
  • S65 Uniform Investment Adviser Law Examination
    2000-04-06
  • S63 Uniform Securities Agent State Law Examination
    1996-11-25

View on SEC IAPD

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