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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-29
TX RA APPROVED_RES 2015-08-21
  • FL RA
    APPROVED
    Since 2018-11-29
  • TX RA
    APPROVED_RES
    Since 2015-08-21

Branch Locations

5326 8Th St [Profit Formula], Zephyrhills, FL 33542 • United States

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Brandon FL 10/2013 Present
Wells Fargo Advisors, Llc. Brandon FL 01/2014 11/2016
Wells Fargo Clearing Services, Llc Brandon FL 11/2016 Present
  • 10/2013 → Present
    Wells Fargo Bank Na
    Brandon, FL
  • 01/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Brandon, FL
  • 11/2016 → Present
    Brandon, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-14
S63 Uniform Securities Agent State Law Examination 2007-10-31
  • S66 Uniform Combined State Law Examination
    2019-05-14
  • S63 Uniform Securities Agent State Law Examination
    2007-10-31
Other Names
  • Mace N (Jr) Maraman
  • Mace Nelson Maraman
  • Mace Nelson Maraman
  • Mace Nelson Maraman
  • Mace Nelson Maraman

View on SEC IAPD

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