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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
8880 Cal Center Drive Suite 220, Sacramento, CA 95826-3229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Sacramento | CA | 01/2006 | 06/2024 |
| Securities America Advisors, Inc. | Sacramento | CA | 01/2006 | 06/2024 |
| Osaic Wealth, Inc. | Sacramento | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Sacramento | CA | 06/2024 | Present |
1.STEVEN AND ROSALINDA ROBERTS RENTAL PROPERTIES POSITION: Owner NATURE: Ownership in personal rental/investment properties. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/23/2003 ADDRESS: 1647 2nd Avenue, Walnut Creek CA 94597 DESCRIPTION: Provide housing to qualified tenants. Ensure that all expenses related to maintaining/repairing rental properties are paid. This includes, but is not limited to, payment of property taxes, fire insurance and property management fees. 2. ROSALINDA ROBERTS POSITION: Owner/Producer NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 12/01/2000 ADDRESS: 8880 Cal Center Drive, Suite 220, Sacramento CA 95826, United States DESCRIPTION: Review prospect/clients risk management strategy. Provide recommendation of insurance product as needed to meet client/prospect goal and objective
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-26 |
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