David Michael Clark

Employer firm

Dmc Wealth Management, LLC CRD 299804

$65.9M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 09/2018
  Lpl Financial, Llc
  Birmingham, AL
• 08/2012 → 02/2019
  Bridgeworth, Llc
  Birmingham, AL
• 11/2018 → Present
  Dmc Wealth Management, Llc
  Birmingham, AL
• 03/2019 → Present
  Dmc Wealth Management, Llc
  Birmingham, AL

Previous Registrations

• 2012-08-15 → 2019-03-08
  Bridgeworth Wealth Management
  Birmingham, AL
• 2010-12-14 → 2012-08-10
  Osaic Fa, Inc.
  Birmingham, AL
• 1999-09-20 → 2010-12-15
  Morgan Keegan & Company, Llc
  Birmingham, AL
  Birmingham, AL

Other Businesses

Mr. Clark is licensed as an independent insurance agent. TCME Management, Inc. - S Corporation, 37 Ridge Drive, Birmingham, AL 35213 Equal 1/3 ownership with siblings, Less than 2 hours per month, none during trading hours, Family entity, established December 6, 1997, Ownership transferred from parents to siblings on May 14, 2018; Thomas C Clark Jr. Grantor Trust - Irrevocable Trust, 37 Ridge Drive, Birmingham, AL 35213, Co-trustee with siblings, Equal beneficial interest with siblings, Less than 2 hours per month, none during trading hours Family entity, established December 29, 1997, Trustee changed from Mary Ellen Clark to siblings on May 24, 2016; Mary Ellen Clark Grantor Trust - Irrevocable Trust, 37 Ridge Drive, Birmingham, AL 35213, Co-trustee with siblings, Grandchildren are beneficiaries, Less than 2 hours per month, none during trading hours Family entity, established December 29, 1997, Trustee changed from Thomas C Clark Jr to siblings on February 21, 2019; CL Concord, LLC - Partnership, 37 Ridge Drive, Birmingham, AL 35213 Equal 1/4 ownership with siblings and father's estate, Passive investment in real estate, Less than 1 hour per month, none during trading hours, Family entity, established January 25, 2016; Ligon Capital, LLC - Partnership, 1927 1st Avenue North, Birmingham, AL 35203, Own 1 unit out of 221 units (less than 0.5%), Passive investment in private firm that acquires and manages manufacturing companies, Less than 1 hour per month, none during trading hours, Close family friend (not a client), Entity established March 26, 2006

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1996-12-30

Designations

• Certified Financial Planner