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2101 Highland Avenue South Suite 220, Birmingham, AL 35205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2019-03-08 |
Branch Locations
2101 Highland Avenue South Suite 220, Birmingham, AL 35205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Birmingham | AL | 08/2012 | 09/2018 |
| Bridgeworth, Llc | Birmingham | AL | 08/2012 | 02/2019 |
| Dmc Wealth Management, Llc | Birmingham | AL | 11/2018 | Present |
| Dmc Wealth Management, Llc | Birmingham | AL | 03/2019 | Present |
Mr. Clark is licensed as an independent insurance agent. TCME Management, Inc. - S Corporation, 37 Ridge Drive, Birmingham, AL 35213 Equal 1/3 ownership with siblings, Less than 2 hours per month, none during trading hours, Family entity, established December 6, 1997, Ownership transferred from parents to siblings on May 14, 2018; Thomas C Clark Jr. Grantor Trust - Irrevocable Trust, 37 Ridge Drive, Birmingham, AL 35213, Co-trustee with siblings, Equal beneficial interest with siblings, Less than 2 hours per month, none during trading hours Family entity, established December 29, 1997, Trustee changed from Mary Ellen Clark to siblings on May 24, 2016; Mary Ellen Clark Grantor Trust - Irrevocable Trust, 37 Ridge Drive, Birmingham, AL 35213, Co-trustee with siblings, Grandchildren are beneficiaries, Less than 2 hours per month, none during trading hours Family entity, established December 29, 1997, Trustee changed from Thomas C Clark Jr to siblings on February 21, 2019; CL Concord, LLC - Partnership, 37 Ridge Drive, Birmingham, AL 35213 Equal 1/4 ownership with siblings and father's estate, Passive investment in real estate, Less than 1 hour per month, none during trading hours, Family entity, established January 25, 2016; Ligon Capital, LLC - Partnership, 1927 1st Avenue North, Birmingham, AL 35203, Own 1 unit out of 221 units (less than 0.5%), Passive investment in private firm that acquires and manages manufacturing companies, Less than 1 hour per month, none during trading hours, Close family friend (not a client), Entity established March 26, 2006
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-30 |
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