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Frank Anthony Cardia

Blue Sky Financial

Point Pleasant, NJ

CRD 2808582

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Employer firm

Blue Sky Financial CRD 164086

Reported services (Item 5G)

  • RECOMMENDATION AND REFERRALS TO THRID-PARTY INVESTMENT ADVISORY FIRMS; INVESTMENT CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Blue Sky Financial

Point Pleasant, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-05-22
  • NJ RA
    APPROVED
    Since 2020-05-22

Branch Locations

1816 Riviera Parkway, Point Pleasant, NJ 08742 • United States

Disclosures

5 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation Yes
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nrt Referral Network Llc Hackensack NJ 04/2006 11/2022
Blue Sky Financial Llc Point Pleasant NJ 01/2011 Present
Frank Cardia Sole Proprietor Insurance Moonachie NJ 07/2008 11/2022
Protean Consulting, Llc Point Pleasant NJ 10/2016 Present
Aeon Fund Middleton NJ 12/2016 02/2019
Iron Edge Vc Summit NJ 02/2019 11/2022
Augurey Ventures, Llc Iselin NJ 11/2022 Present
  • 04/2006 → 11/2022
    Nrt Referral Network Llc
    Hackensack, NJ
  • 01/2011 → Present
    Blue Sky Financial Llc
    Point Pleasant, NJ
  • 07/2008 → 11/2022
    Frank Cardia Sole Proprietor Insurance
    Moonachie, NJ
  • 10/2016 → Present
    Protean Consulting, Llc
    Point Pleasant, NJ
  • 12/2016 → 02/2019
    Aeon Fund
    Middleton, NJ
  • 02/2019 → 11/2022
    Iron Edge Vc
    Summit, NJ
  • 11/2022 → Present
    Augurey Ventures, Llc
    Iselin, NJ
Previous Registrations
Other Businesses

Name of the other business - Augurey Ventures Investment-related? - Yes The address of the other business - 33 S Wood Ave Suite 600 Iselin, NJ 08830 The nature of the other business - Private Equity Position - Managing Partner, Chief Compliance Officer Title, or relationship with the other business - Managing Partner, Chief Compliance Officer The start date of your relationship - 2022 The approximate number of hours/month you devote to the other business - 160 Hours/Month The number of hours you devote to the other business during securities trading hours - 5 Hours/Year Briefly describe your duties relating to the other business - Investment Advisory Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-21
S63 Uniform Securities Agent State Law Examination 1996-12-24
  • S65 Uniform Investment Adviser Law Examination
    2011-06-21
  • S63 Uniform Securities Agent State Law Examination
    1996-12-24

View on SEC IAPD

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