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Current Employers
Barnes Pettey Financial Advisors, Llc

252 Sunflower Avenue, Clarksdale, MS 38614 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2012-12-10
MS RA APPROVED 2007-02-15
TX RA APPROVED 2007-02-07
  • LA RA
    APPROVED
    Since 2012-12-10
  • MS RA
    APPROVED
    Since 2007-02-15
  • TX RA
    APPROVED
    Since 2007-02-07

Branch Locations

1350 Sunset Drive Suite F, Grenada, MS 38901 • United States

252 Sunflower Avenue, Clarksdale, MS 38614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Clarksdale MS 08/1996 07/2025
Barnes Pettey Financial Advisors, Llc Grenada MS 04/2006 Present
Previous Registrations
  • 2005-12-19 → 2007-02-14
    Barnes Pettey Financial Advisors
    Oxford, MS
Other Businesses

Licensed Independent Life Insurance Agent -Accident & Health or Sickness, Life, Variable Life and Variable Annuity - investment related: yes, less than 5 hours a week dedicated to this activity, minimal during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-16
S63 Uniform Securities Agent State Law Examination 1998-04-21
  • S65 Uniform Investment Adviser Law Examination
    2005-12-16
  • S63 Uniform Securities Agent State Law Examination
    1998-04-21
Designations
Other Names
  • Art Smith
  • Gerald Arthur Smith

View on SEC IAPD

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