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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MS | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Grenada | MS | 03/2013 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 03/2013 | Present |
| Cetera Investment Advisers Llc | Grenada | MS | 01/2014 | Present |
1.)GRENADA PUBLIC SCHOOL DISTRICT, BOARD MEMBER, CREATE/CHANGE/APPROVE POLICIES FOR THE SCHOOL DISTRICT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-18 |
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