David A. Dire

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 10/2023
  Ubs Financial Services Inc
  Austin, TX
• 10/2023 → Present
  Lpl Financial Llc
  Austin, TX

Previous Registrations

• 2008-08-08 → 2023-10-30
  Ubs Financial Services Inc.
  Austin, TX
  Austin, TX
• 2001-01-12 → 2008-08-22
  Citigroup Global Markets Inc.
  Austin, TX
  Austin, TX

Other Businesses

1)08/21/2023 - 360 Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 100 Hr/Mth 2)08/08/2023 - DAVID DIRE - Real Estate Rental - Owner - Inv Rel - Volente, TX - Start: 06/2008 - 5 H/Mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-19
• S63 Uniform Securities Agent State Law Examination
  1996-10-24

Other Names

• David A Dire
• David Allen Dire