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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-02-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Toledo | OH | 05/1999 | Present |
| John Ertz | Findlay | OH | 06/2015 | 07/2020 |
| Aaron Roush | Findlay | OH | 01/2019 | Present |
| John Reineke | Findlay | OH | 01/2019 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-16 |
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