Best Investors Account Sign in

Sherry Dawn Carrico

J.P. Morgan Securities LLC

Louisville, KY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-08
IN RA APPROVED 2017-05-31
KY RA APPROVED 2017-04-27
  • TX RA
    APPROVED
    Since 2017-09-08
  • IN RA
    APPROVED
    Since 2017-05-31
  • KY RA
    APPROVED
    Since 2017-04-27

Branch Locations

416 West Jefferson Street, Louisville, KY 40202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank One/Chase Bank Owensboro KY 01/1993 12/2021
Jpmorgan Securities Llc Jeffersonville IN 09/2016 12/2021
J.P. Morgan Securities Llc Louisville KY 01/2022 Present
  • 01/1993 → 12/2021
    Bank One/Chase Bank
    Owensboro, KY
  • 09/2016 → 12/2021
    Jpmorgan Securities Llc
    Jeffersonville, IN
  • 01/2022 → Present
    J.P. Morgan Securities Llc
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-19
S63 Uniform Securities Agent State Law Examination 1996-10-18
  • S66 Uniform Combined State Law Examination
    2017-04-19
  • S63 Uniform Securities Agent State Law Examination
    1996-10-18

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
MORGAN STANLEY
WAYCROSS GP, LLC
WAYCROSS PARTNERS, LLC
PNC WEALTH MANAGEMENT LLC
KESTRA ADVISORY SERVICES, LLC
LPL FINANCIAL LLC
LANIER ASSET MANAGEMENT, LLC

Other Investors

REBECCA ANN LOVAN
Donald R Dentinger
MAYNARD EDWIN HOPPER
DEONNA STARGEL COLVIN
James Earl Groves
WHITNEY B WOODFORD
Bruce Mckiernan White
WILLIAM JOHNATHAN HENDERSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
MORGAN STANLEY · Louisville, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor