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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

426 Huguenot Avenue, Staten Island, NY 10312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Califano Financial Services Corp, Mario C. Califano Cpa Staten Island NY 01/1986 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2021 Present
  • 01/1986 → Present
    Califano Financial Services Corp, Mario C. Califano Cpa
    Staten Island, NY
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2021 → Present
    Schaumburg, IL
Other Businesses

1) NAME OF OTHER BUSINESS: CALIFANO FINANCIAL SERVICES CORP, MARIO C. CALIFANO CPA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING & TAX SERVICES START DATE: 10/2002 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: CPA BRIEF DESCRIPTION OF DUTIES: 100% OWNER 2) NAME OF OTHER BUSINESS: CALICO CORP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDING COMPANY FOR INVESTMENTS START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: PRESIDENT BRIEF DESCRIPTION OF DUTIES: 50% OWNER 3) NAME OF OTHER BUSINESS: MC CALICO CORP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDING COMPANY FOR INVESTMENTS START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: PRESIDENT BRIEF DESCRIPTION OF DUTIES: 100% OWNER 4) NAME OF OTHER BUSINESS: LC CALICO CORP INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOLDING COMPANY FOR INVESTMENTS START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: TREASURER BRIEF DESCRIPTION OF DUTIES: SPOUSES INVESTMENT HOLDING COMPANY 5) NAME OF OTHER BUSINESS: FAMILY ESTATE ; INVESTMENT RELATED: NO ADDRESS: 426 HUGUENOT AVE, STATEN ISLAND NY 10312 ; NATURE OF BUSINESS: ESTATE ; START DATE: 02/2020 POSITION/TITLE/RELATIONSHIP: EXECTUTOR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE AND DISTRIBUTE ASSETS ACCORDING TO ESTATE ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-12-26
  • S63 Uniform Securities Agent State Law Examination
    1996-12-26
Other Names
  • Mario Califano

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