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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-12-13
  • VA RA
    APPROVED
    Since 2010-12-13

Branch Locations

8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Bethesda MD 08/1996 Present
Mml Investors Services, Inc. Bethesda MD 09/1996 Present
  • 08/1996 → Present
    Massachusetts Mutual Life Insurance Company
    Bethesda, MD
  • 09/1996 → Present
    Mml Investors Services, Inc.
    Bethesda, MD
Previous Registrations
  • 2003-01-02 → 2006-12-11
    Washington Financial Group, Inc.
    Bethesda, MD
Other Businesses

NAME: VARIUOS OUTSIDE CARRIERS INV REL: Y ADD: 8444 Westpark Dr Suite 900 McLean VA 22102 NATURE: LIFE, HEALTH, LTD, VOLUNTARY BENEFITS POSITION: START DATE: 10/1/1996 NO. HR/MO: 10-12 NO. HR/MO DURING SEC TRADING: 2-4

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-31
S63 Uniform Securities Agent State Law Examination 1996-10-11
  • S65 Uniform Investment Adviser Law Examination
    1998-10-31
  • S63 Uniform Securities Agent State Law Examination
    1996-10-11
Other Names
  • Anne Marie C Delmonico
  • Annemarie Cesare Albertine
  • Annemarie C Delmonico
  • Anne Marie Albertine
  • Anne Marie Albertine, Mba, Clu, Cltc
  • Ann Cesare Albertine

View on SEC IAPD

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