Michael Shane Sullivan

Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 06/2018
  Valhaven Wealth Llc
  Harlingen, TX
• 04/2015 → 11/2017
  Girard Securities
  Austin, TX
• 04/2015 → 06/2019
  United Capital Financial Advisers, Llc
  Austin, TX
• 11/2017 → 06/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2018 → Present
  Goldman Sachs & Co.LLc
  New York, NY

Previous Registrations

• 2015-04-10 → 2023-11-02
  United Capital Financial Advisors
  Austin, TX
  Harlingen, TX
  Austin, TX
  Austin, TX
• 2019-01-09 → 2019-07-15
  Cetera Wealth Services, Llc
  Austin, TX
  Harlingen, TX
• 2010-03-17 → 2015-04-13
  Vsr Financial Services, Inc.
  Austin, TX
  Worden, IL
  Harlingen, TX
  Overland Park, KS
• 2008-01-01 → 2010-03-16
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 2002-12-12 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Austin, TX
  Austin, TX
  St. Louis, MO

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-11-15

Designations

• Certified Financial Planner

Other Names

• Shane Sullivan