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Mark Robert Diederich

Osaic Wealth, Inc.

Walled Lake, MI

CRD 2806717

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-08
MI RA APPROVED 2023-11-03
SC RA APPROVED 2023-11-03
  • NC RA
    APPROVED
    Since 2025-01-08
  • MI RA
    APPROVED
    Since 2023-11-03
  • SC RA
    APPROVED
    Since 2023-11-03

Branch Locations

246 Liberty Street, Walled Lake, MI 48390 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Novi MI 04/2010 11/2023
Osaic Wealth, Inc. Walled Lake MI 11/2023 Present
  • 04/2010 → 11/2023
    Fsc Securities Corporation
    Novi, MI
  • 11/2023 → Present
    Walled Lake, MI
Previous Registrations
  • 2010-04-12 → 2023-11-03
    Fsc Securities Corporation
    Kalamazoo, MI
    Walled Lake, MI
  • 2008-08-01 → 2010-04-05
    Marshall, MI
    Novi, MI
  • 2006-07-18 → 2008-08-01
    1717 Capital Management Company
    Novi, MI
    Carmel, IN
    Novi, MI
Other Businesses

1. REAL ESTATE, MARK DIEDERICH, SOLE PROPRIETORSHIP, 22294 ROXBURY DR NOVI MI 48374, OWNER, START DATE: 01/01/1998, 5 HR/MO, O HR/TD, PROPERTY MANAGEMENT. 2. TDA INSURANCE & FINANCIAL AGENCY LLC POSITION: CEO NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/31/9999 ADDRESS: 246 Liberty St, Walled Lake MI 48390, United States DESCRIPTION: We have this insurance agency that we own and run together with my wife. We sell personal lines, commercial lines, health and benefits. My registration with FSC is part of this overall operation where I specialize and handle the financial services. All Financial services are done through FSC. 3. PATHWAYS FINANCIAL GROUP, LLC 4. CORPORATE IAR 5. DIEDERICH AND SONS PROPERTIES LLC POSITION: President NATURE: This is an LLC formed by myself and my wife to purchase a building that will be the future home of our branch office. My wife and I are the sole owners of the LLC through our trust. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2017 ADDRESS: 246 Liberty St, Walled Lake MI 48390, United States DESCRIPTION: Manage the property, maintenance and accounting.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-01
S63 Uniform Securities Agent State Law Examination 1996-10-04
  • S65 Uniform Investment Adviser Law Examination
    2005-11-01
  • S63 Uniform Securities Agent State Law Examination
    1996-10-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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